Consider whether the implementation of the SOX supports ethical behavior. Specifically, address Title 3 of SOX and whether you think SOX was effective for financial institutions in the recent financial crisis.
Discuss, based on your experience, whether you think regulations work to maintain an ethical environment, or whether people are the central drivers of creating ethical cultures. Explain your reasoning.
Business ethics: A stakeholder and issues management approach (6th ed.). San Francisco, CA: Berrett-Koehler Publishers.
http://site.ebrary.com.library.capella.edu/lib/capella/detail.action?docID=10888720